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Glossary of scheme theory

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Glossary of scheme theory

This is a glossary of scheme theory. For an introduction to the theory of schemes in algebraic geometry, see affine scheme, projective space, sheaf and scheme. The concern here is to list the fundamental technical definitions and properties of scheme theory.

See also list of algebraic geometry topics and glossary of classical algebraic geometry and glossary of commutative algebra and glossary of stack theory


1.  Affine space is roughly a vector space where one has forgotten which point is the origin
2.  An affine variety is a variety in affine space
3.  A morphism is called affine if the preimage of any open affine subset is again affine. In more fancy terms, affine morphisms are defined by the global Spec construction for sheaves of OX-Algebras, defined by analogy with the spectrum of a ring. Important affine morphisms are vector bundles, and finite morphisms.
arithmetic genus
The arithmetic genus of a variety is a variation of the Euler characteristic of the trivial line bundle; see Hodge number.
A scheme is catenary, if all chains between two irreducible closed subschemes have the same length. Examples include virtually everything, e.g. varieties over a field, and it is hard to construct examples that are not catenary.
1.  _Z) is a scheme called the closed subscheme defined by the quasi-coherent sheaf of ideals J.[1] The reason the definition of closed subschemes relies on such a construction is that, unlike open subsets, a closed subset of a scheme does not have a unique structure as a subscheme.
A scheme is called Cohen-Macaulay if all local rings are Cohen-Macaulay. For example, regular schemes, and Spec k[x,y]/(xy) are Cohen–Macaulay, but is not.
The scheme is connected as a topological space. Since the connected components refine the irreducible components any irreducible scheme is connected but not vice versa. An affine scheme Spec(R) is connected iff the ring R possesses no idempotents other than 0 and 1; such a ring is also called a connected ring. Examples of connected schemes include affine space, projective space, and an example of a scheme that is not connected is Spec(k[xk[x])
The dimension, by definition the maximal length of a chain of irreducible closed subschemes, is a global property. It can be seen locally if a scheme is irreducible. It depends only on the topology, not on the structure sheaf. See also Global dimension. Examples: equidimensional schemes in dimension 0: Artinian schemes, 1: algebraic curves, 2: algebraic surfaces.
A morphism is called dominant, if the image f(Y) is dense. A morphism of affine schemes Spec ASpec B is dense if and only if the kernel of the corresponding map BA is contained in the nilradical of B.
A morphism f is étale if it is flat and unramified. There are several other equivalent definitions. In the case of smooth varieties X and Y over an algebraically closed field, étale morphisms are precisely those inducing an isomorphism of tangent spaces df: T_{x} X \rightarrow T_{f(x)} Y, which coincides with the usual notion of étale map in differential geometry. Étale morphisms form a very important class of morphisms; they are used to build the so-called étale topology and consequently the étale cohomology, which is nowadays one of the cornerstones of algebraic geometry.


One of Grothendieck's fundamental ideas is to emphasize relative notions, i.e. conditions on morphisms rather than conditions on schemes themselves. The category of schemes has a final object, the spectrum of the ring \mathbb{Z} of integers; so that any scheme S is over \textrm{Spec} (\mathbb{Z}) , and in a unique way.
The morphism f is finite if X may be covered by affine open sets \text{Spec }B such that each f^{-1}(\text{Spec }B) is affine — say of the form \text{Spec }A — and furthermore A is finitely generated as a B -module. See finite morphism. The morphism f is locally of finite type if X may be covered by affine open sets \text{Spec }B such that each inverse image f^{-1}(\text{Spec }B) is covered by affine open sets \text{Spec }A where each A is finitely generated as a B-algebra. The morphism f is finite type if X may be covered by affine open sets \text{Spec }B such that each inverse image f^{-1}(\text{Spec }B) is covered by finitely many affine open sets \text{Spec }A where each A is finitely generated as a B-algebra. The morphism f has finite fibers if the fiber over each point x \in X is a finite set. A morphism is quasi-finite if it is of finite type and has finite fibers. Finite morphisms are quasi-finite, but not all morphisms having finite fibers are quasi-finite, and morphisms of finite type are usually not quasi-finite. If y is a point of Y, then the morphism f is of finite presentation at y (or finitely presented at y) if there is an open affine subset U of f(y) and an open affine neighbourhood V of y such that f(V) ⊆ U and \mathcal{O}_Y(V) is a finitely presented algebra over \mathcal{O}_X(U). The morphism f is locally of finite presentation if it is finitely presented at all points of Y. If X is locally Noetherian, then f is locally of finite presentation if, and only if, it is locally of finite type.[2] The morphism f is of finite presentation (or Y is finitely presented over X) if it is locally of finite presentation, quasi-compact, and quasi-separated. If X is locally Noetherian, then f is of finite presentation if, and only if, it is of finite type.[3]
A morphism f is flat if it gives rise to a flat map on stalks. When viewing a morphism as a family of schemes parametrized by the points of X , the geometric meaning of flatness could roughly be described by saying that the fibers f^{-1}(x) do not vary too wildly.
If f : YX is any morphism of schemes, the scheme-theoretic image of f is the unique closed subscheme i : ZX which satisfies the following universal property:
  1. f factors through i,
  2. if j : Z′ → X is any closed subscheme of X such that f factors through j, then i also factors through j.[4][5]
This notion is distinct for that of the usual set-theoretic image of f, f(Y). For example, the underlying space of Z always contains (but is not necessarily equal to) the Zariski closure of f(Y) in X, so if Y is any open (and not closed) subscheme of X and f is the inclusion map, then Z is different from f(Y). When Y is reduced, then Z is the Zariski closure of f(Y) endowed with the structure of reduced closed subscheme. But in general, unless f is quasi-compact, the construction of Z is not local on X.
Immersions f : YX are maps that factor through isomorphisms with subschemes. Specifically, an open immersion factors through an isomorphism with an open subscheme and a closed immersion factors through an isomorphism with a closed subscheme.[6] Equivalently, f is a closed immersion if, and only if, it induces a homeomorphism from the underlying topological space of Y to a closed subset of the underlying topological space of X, and if the morphism f^\sharp: \mathcal{O}_X \to f_* \mathcal{O}_Y is surjective.[7] A composition of immersions is again an immersion.[8] Some authors, such as Hartshorne in his book Algebraic Geometry and Q. Liu in his book Algebraic Geometry and Arithmetic Curves, define immersions as the composite of an open immersion followed by a closed immersion. These immersions are immersions in the sense above, but the converse is false. Furthermore, under this definition, the composite of two immersions is not necessarily an immersion. However, the two definitions are equivalent when f is quasi-compact.[9] Note that an open immersion is completely described by its image in the sense of topological spaces, while a closed immersion is not: \operatorname{Spec} A/I and \operatorname{Spec} A/J may be homeomorphic but not isomorphic. This happens, for example, if I is the radical of J but J is not a radical ideal. When specifying a closed subset of a scheme without mentioning the scheme structure, usually the so-called reduced scheme structure is meant, that is, the scheme structure corresponding to the unique radical ideal consisting of all functions vanishing on that closed subset.
A scheme that is both reduced and irreducible is called integral. For locally Noetherian schemes, to be integral is equivalent to being a connected scheme that is covered by the spectra of integral domains. (Strictly speaking, this is not a local property, because the disjoint union of two integral schemes is not integral. However, for irreducible schemes, it is a local property.) For example, the scheme Spec k[t]/f, f irreducible polynomial is integral, while Spec A×B. (A, B ≠ 0) is not.
A scheme X is said to be irreducible when (as a topological space) it is not the union of two closed subsets except if one is equal to X. Using the correspondence of prime ideals and points in an affine scheme, this means X is irreducible iff X is connected and the rings Ai all have exactly one minimal prime ideal. (Rings possessing exactly one minimal prime ideal are therefore also called irreducible.) Any noetherian scheme can be written uniquely as the union of finitely many maximal irreducible non-empty closed subsets, called its irreducible components. Affine space and projective space are irreducible, while Spec k[x,y]/(xy) = is not.


Most important properties of schemes are local in nature, i.e. a scheme X has a certain property P if and only if for any cover of X by open subschemes Xi, i.e. X=\cup Xi, every Xi has the property P. It is usually the case that is enough to check one cover, not all possible ones. One also says that a certain property is Zariski-local, if one needs to distinguish between the Zariski topology and other possible topologies, like the étale topology. Consider a scheme X and a cover by affine open subschemes Spec Ai. Using the dictionary between (commutative) rings and affine schemes local properties are thus properties of the rings Ai. A property P is local in the above sense, iff the corresponding property of rings is stable under localization. For example, we can speak of locally Noetherian schemes, namely those which are covered by the spectra of Noetherian rings. The fact that localizations of a Noetherian ring are still noetherian then means that the property of a scheme of being locally Noetherian is local in the above sense (whence the name). Another example: if a ring is reduced (i.e., has no non-zero nilpotent elements), then so are its localizations. An example for a non-local property is separatedness (see below for the definition). Any affine scheme is separated, therefore any scheme is locally separated. However, the affine pieces may glue together pathologically to yield a non-separated scheme. The following is a (non-exhaustive) list of local properties of rings, which are applied to schemes. Let X = \cup Spec Ai be a covering of a scheme by open affine subschemes. For definiteness, let k denote a field in the following. Most of the examples also work with the integers Z as a base, though, or even more general bases. Connected, irreducible, reduced, integral, normal, regular, Cohen-Macaulay, locally noetherian, dimension, catenary,
locally of finite type
The morphism f is locally of finite type if X may be covered by affine open sets \text{Spec }B such that each inverse image f^{-1}(\text{Spec }B) is covered by affine open sets \text{Spec }A where each A is finitely generated as a B-algebra.
locally Noetherian
The Ai are Noetherian rings. If in addition a finite number of such affine spectra covers X, the scheme is called noetherian. While it is true that the spectrum of a noetherian ring is a noetherian topological space, the converse is false. For example, most schemes in finite-dimensional algebraic geometry are locally Noetherian, but GL_\infty = \cup GL_n is not.
An integral scheme is called normal, if the Ai are integrally closed domains. For example, all regular schemes are normal, while singular curves are not.
A morphism of schemes is called open (closed), if the underlying map of topological spaces is open (closed, respectively), i.e. if open subschemes of Y are mapped to open subschemes of X (and similarly for closed). For example, finitely presented flat morphisms are open and proper maps are closed.
An open subscheme of a scheme X is an open subset U with structure sheaf \mathcal{O}_X.  _U.[7]
A scheme S is a locally ringed space, so a fortiori a topological space, but the meanings of point of S are threefold:
  1. a point P of the underlying topological space;
  2. a T -valued point of S is a morphism from T to S , for any scheme T ;
  3. a geometric point, where S is defined over (is equipped with a morphism to) \textrm{Spec}(K) , where K is a field, is a morphism from \textrm{Spec} (\overline{K}) to S where \overline{K} is an algebraic closure of K.
Geometric points are what in the most classical cases, for example algebraic varieties that are complex manifolds, would be the ordinary-sense points. The points P of the underlying space include analogues of the generic points (in the sense of Zariski, not that of André Weil), which specialise to ordinary-sense points. The T -valued points are thought of, via Yoneda's lemma, as a way of identifying S with the representable functor h_{S} it sets up. Historically there was a process by which projective geometry added more points (e.g. complex points, line at infinity) to simplify the geometry by refining the basic objects. The T -valued points were a massive further step. As part of the predominating Grothendieck approach, there are three corresponding notions of fiber of a morphism: the first being the simple inverse image of a point. The other two are formed by creating fiber products of two morphisms. For example, a geometric fiber of a morphism S^{\prime} \to S is thought of as
S^{\prime} \times_{S} \textrm{Spec}(\overline{K}) .
This makes the extension from affine schemes, where it is just the tensor product of R-algebras, to all schemes of the fiber product operation a significant (if technically anodyne) result.
Projective morphisms are defined similarly to affine morphisms: f is called projective if it factors as a closed immersion followed by the projection of a projective space \mathbb{P}^{n}_X := \mathbb{P}^n \times_{\mathrm{Spec}\mathbb Z} X to X .[10] Note that this definition is more restrictive than that of EGA, II.5.5.2. The latter defines f to be projective if it is given by the global Proj of a quasi-coherent graded OX-Algebra \mathcal S such that \mathcal S_1 is finitely generated and generates the algebra \mathcal S. Both definitions coincide when X is affine or more generally if it is quasi-compact, separated and admits an ample sheaf,[11] e.g. if X is an open subscheme of a projective space \mathbb P^n_A over a ring A.
A morphism is proper if it is separated, universally closed (i.e. such that fiber products with it are closed maps), and of finite type. Projective morphisms are proper; but the converse is not in general true. See also complete variety. A deep property of proper morphisms is the existence of a Stein factorization, namely the existence of an intermediate scheme such that a morphism can be expressed as one with connected fibres, followed by a finite morphism.


A morphism f : XY is called quasi-compact, if for some (equivalently: every) open affine cover of Y by some Ui = Spec Bi, the preimages f−1(Ui) are quasi-compact.
The morphism f has finite fibers if the fiber over each point x \in X is a finite set. A morphism is quasi-finite if it is of finite type and has finite fibers.
A morphism f : XY is called quasi-separated or (X is quasi-separated over Y) if the diagonal morphism XX ×YX is quasi-compact. A scheme X is called quasi-separated if X is quasi-separated over Spec(Z).[12]
The Ai are reduced rings. Equivalently, none of its rings of sections \mathcal O_X(U) (U any open subset of X) has any nonzero nilpotent element. Allowing non-reduced schemes is one of the major generalizations from varieties to schemes. Any variety is reduced (by definition) while Spec k[x]/(x2) is not.
The Ai are regular. For example, smooth varieties over a field are regular, while Spec k[x,y]/(x2+x3-y2)= is not.
A separated morphism is a morphism f such that the fiber product of f with itself along f has its diagonal as a closed subscheme — in other words, the diagonal map is a closed immersion. As a consequence, a scheme X is separated when the diagonal of X within the scheme product of X with itself is a closed immersion. Emphasizing the relative point of view, one might equivalently define a scheme to be separated if the unique morphism X \rightarrow \textrm{Spec} (\mathbb{Z}) is separated. Notice that a topological space Y is Hausdorff iff the diagonal embedding
Y \stackrel{\Delta}{\longrightarrow} Y \times Y
is closed. In algebraic geometry, the above formulation is used because a scheme which is a Hausdorff space is necessarily empty or zero-dimensional. The difference between the topological and algebro-geometric context comes from the topological structure of the fiber product (in the category of schemes) X \times_{\textrm{Spec} (\mathbb{Z})} X, which is different from the product of topological spaces. Any affine scheme Spec A is separated, because the diagonal corresponds to the surjective map of rings (hence is a closed immersion of schemes):
A \otimes_{\mathbb Z} A \rightarrow A, a \otimes a' \mapsto a \cdot a'.
Main article: smooth morphism

The higher-dimensional analog of étale morphisms are smooth morphisms. There are many different characterisations of smoothness. The following are equivalent definitions of smoothness:

1) for any yY, there are open affine neighborhoods V and U of y, x=f(y), respectively, such that the restriction of f to V factors as an étale morphism followed by the projection of affine n-space over U.
2) f is flat, locally of finite presentation, and for every geometric point \bar{y} of Y (a morphism from the spectrum of an algebraically closed field k(\bar{y}) to Y), the geometric fiber X_{\bar{y
:=X\times_Y \mathrm{Spec} (k(\bar{y})) is a smooth n-dimensional variety over k(\bar{y}) in the sense of classical algebraic geometry.


A subscheme, without qualifier, of X is a closed subscheme of an open subscheme of X.

A morphism has some property universally if all base changes of the morphism have this property. Examples include universally catenary, universally injective.

For a point y in Y , consider the corresponding morphism of local rings

f^\# \colon \mathcal{O}_{X, f(y)} \to \mathcal{O}_{Y, y}.

Let \mathfrak{m} be the maximal ideal of \mathcal{O}_{X,f(y)} , and let

\mathfrak{n} = f^\#(\mathfrak{m}) \mathcal{O}_{Y,y}

be the ideal generated by the image of \mathfrak{m} in \mathcal{O}_{Y,y} . The morphism f is unramified if it is locally of finite presentation and if for all y in Y , \mathfrak{n} is the maximal ideal of \mathcal{O}_{Y,y} and the induced map

\mathcal{O}_{X,f(y)}/\mathfrak{m} \to \mathcal{O}_{Y,y}/\mathfrak{n}

is a finite, separable field extension. This is the geometric version (and generalization) of an unramified field extension in algebraic number theory.



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